Latest news with #UnivestSecurities
Yahoo
6 days ago
- Business
- Yahoo
Univest Securities, LLC Sponsors Japan GO IPO Summit and the CEO Speaks on Shelf Offerings and PIPEs Panel
New York, New York, June 02, 2025 (GLOBE NEWSWIRE) -- Univest Securities, LLC ("Univest"), a premier boutique full-service investment bank and securities broker-dealer firm based in New York, is pleased to announce that it will be participating as a Platinum Sponsor in the upcoming Japan GO IPO Summit, set to take place on June 5, 2025. This premier event brings together leading experts, investors, and industry leaders to discuss the latest trends and opportunities in the US IPO landscape. As part of its commitment to fostering innovation and growth in the capital markets, Univest is honored to participate in this prestigious summit. Edric Guo, CEO of Univest, will be speaking on the panel "Tapping the Markets: Shelf Offerings, ATMs, and PIPEs," where he will share his insights on strategic financing options and market opportunities for US listed companies from Asia including Japan. "We are excited to be part of the Japan GO IPO Summit and to contribute to the ongoing dialogue about capital markets and investment strategies," said Edric Guo. "Our participation underscores our commitment to supporting companies navigating the complexities of growth and capital raising on a global scale." For more information about the Japan GO IPO Summit and Univest' involvement, please visit the event website: About Univest Securities, LLC Registered with FINRA since 1994, Univest Securities, LLC provides a wide variety of financial services to its institutional and retail clients globally including brokerage and execution services, sales and trading, market making, investment banking and advisory, and wealth management. It strives to provide clients with value-add service and focuses on building long-term relationships with its clients. As a prominent name on Wall Street, Univest has successfully raised over $1.3 billion in capital for issuers across the globe since 2019 and has completed approximately 100 transactions spanning a wide array of investment banking services in various industries, including technology, life sciences, industrial, consumer goods, etc. For more information, please visit: For more information, please contact: Univest Securities, LLCEdric GuoChief Executive Officer75 Rockefeller Plaza, Suite 18CNew York, NY 10019Phone: (212) 343-8888Email: info@
Yahoo
23-05-2025
- Business
- Yahoo
Univest Securities, LLC Announces Closing of $5 Million Registered Offering for its Client WORK Medical Technology Group LTD (NASDAQ: WOK)
New York, New York, May 22, 2025 (GLOBE NEWSWIRE) -- Univest Securities, LLC ('Univest'), a member of FINRA and SIPC, and a full-service investment bank and securities broker-dealer firm based in New York, today announced the closing of registered offering (the 'Offering') for its client WORK Medical Technology Group LTD (Nasdaq: WOK) (the 'Company'), a supplier of medical devices in China, through its subsidiary, Work (Hangzhou) Medical Treatment Equipment Co., Ltd. and its subsidiaries in China. Under the terms of the securities purchase agreement, the Company has agreed to sell to several investors for the purchase and sale of an aggregate of 10,000,000 ordinary units (the 'Ordinary Units') at an offering price of $0.50 per Ordinary Unit. Each Ordinary Unit consists of one Class A ordinary share, par value $0.0005 (a 'Class A Ordinary Share'), one Series A warrant to purchase one Class A Ordinary Share at an exercise price of $1.00 (a 'Series A Warrant'), and one Series B warrant to purchase one Class A Ordinary Share at an exercise price of $1.00 (a 'Series B Warrant'). The Series A Warrants and Series B Warrants are immediately exercisable upon issuance, with the Series A Warrants expiring in 12 months, and Series B Warrants expiring in 3 months. The aggregate gross proceeds to the Company were approximately $5 million. Univest Securities, LLC acted as the sole book-running manager. The registered offering was made pursuant to a registration statement on Form F-1 (File No. 333-284006) previously filed by the Company and declared effective by the U.S. Securities and Exchange Commission ("SEC"). A final prospectus supplement and accompanying prospectus describing the terms of the proposed offering were filed with the SEC and are available on the SEC's website located at Electronic copies of the final prospectus supplement and the accompanying prospectus may be obtained, by contacting Univest Securities, LLC at info@ or by calling +1 (212) 343-8888. This press release shall not constitute an offer to sell or a solicitation of an offer to buy nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. About Univest Securities, LLC Registered with FINRA since 1994, Univest Securities, LLC provides a wide variety of financial services to its institutional and retail clients globally including brokerage and execution services, sales and trading, market making, investment banking and advisory, wealth management. It strives to provide clients with value-add service and focuses on building long-term relationship with its clients. For more information, please visit: About WORK Medical Technology Group LTD WORK Medical Technology Group LTD, through its subsidiary, Work (Hangzhou) Medical Treatment Equipment Co., Ltd. and its subsidiaries in China, is a supplier of medical devices that develops and manufactures Class I and II medical devices and sells Class I and II disposable medical devices through operating subsidiaries in China. The Company has a diverse product portfolio comprising 21 products, including customized and multifunctional masks and other medical consumables. All the products have been sold in 34 provincial-level administrative regions in China, with 15 of them sold in more than 30 countries worldwide. The Company has received a number of quality-related manufacturing designations and has registered 17 products with the U.S. Food and Drug Administration allowing their products to enter the U.S. market. For more information, please visit the Company's website: press release contains forward-looking statements as defined by the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. When the Company uses words such as 'may, 'will, 'intend,' 'should,' 'believe,' 'expect,' 'anticipate,' 'project,' 'estimate' or similar expressions that do not relate solely to historical matters, it is making forward-looking statements. Forward-looking statements are not guarantees of future performance and involve risks and uncertainties that may cause the actual results to differ materially from the Company's expectations discussed in the forward-looking statements. These statements are subject to uncertainties and risks including, but not limited to, the uncertainties related to market conditions and the completion of the initial public offering on the anticipated terms or at all, and other factors discussed in the 'Risk Factors' section of the registration statement filed with the SEC. For these reasons, among others, investors are cautioned not to place undue reliance upon any forward-looking statements in this press release. Additional factors are discussed in the Company's filings with the SEC, which are available for review at Univest Securities LLC and the Company undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof. For more information, please contact: Univest Securities, LLCEdric GuoChief Executive Officer75 Rockefeller Plaza, Suite 18CNew York, NY 10019Phone: (212) 343-8888Email: info@ in retrieving data Sign in to access your portfolio Error in retrieving data Error in retrieving data Error in retrieving data Error in retrieving data
Business Insider
20-05-2025
- Business
- Business Insider
Chanson International files to sell 25M units on ‘best-efforts basis'
Univest Securities is sole placement agent. Confident Investing Starts Here: Easily unpack a company's performance with TipRanks' new KPI Data for smart investment decisions Receive undervalued, market resilient stocks straight to you inbox with TipRanks' Smart Value Newsletter Published first on TheFly – the ultimate source for real-time, market-moving breaking financial news. Try Now>>
Business Upturn
19-05-2025
- Business
- Business Upturn
Univest Securities, LLC Receives Approval for Nasdaq Limited Underwriting Membership
New York, New York, May 19, 2025 (GLOBE NEWSWIRE) — Univest Securities, LLC ('Univest'), a premier boutique full-service investment bank and securities broker-dealer firm based in New York, is pleased to announce that it has received official approval for its Nasdaq Limited Underwriting Membership. This significant milestone positions Univest to continue to actively participate as a lead underwriter for IPOs in the Nasdaq Stock Market, strengthening its capabilities to serve clients with highly efficient and innovative capital markets solutions. This approval underscores Univest's commitment to excellence and compliance as well as its dedication to providing superior services to its clients. As a Nasdaq-approved member, Univest is now poised to play a substantial role in supporting innovative companies and facilitating their growth through successful IPOs and follow-on offerings. Edric Guo, the CEO of Univest Securities, LLC, states, 'Receiving membership in Nasdaq is a testament to the hard work and expertise of our team. It marks an exciting chapter for us, allowing us to better serve our clients and partners as they navigate the dynamic capital markets.' Univest remains committed to maintaining the highest standards of integrity, transparency, and client service as it continues to expand its presence in the capital markets. About Univest Securities, LLC Registered with FINRA since 1994, Univest Securities, LLC provides a wide variety of financial services to its institutional and retail clients globally including brokerage and execution services, sales and trading, market making, investment banking and advisory, and wealth management. It strives to provide clients with value-add service and focuses on building long-term relationships with its clients. As a prominent name on Wall Street, Univest has successfully raised over $1.3 billion in capital for issuers across the globe since 2019 and has completed approximately 100 transactions spanning a wide array of investment banking services in various industries, including technology, life sciences, industrial, consumer goods, etc. For more information, please visit: Forward-Looking Statements This press release contains forward-looking statements as defined by the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. When Univest uses words such as 'may,' 'will,' 'intend,' 'should,' 'believe,' 'expect,' 'anticipate,' 'project,' 'estimate,' or similar expressions that do not relate solely to historical matters, it is making forward-looking statements. Forward-looking statements are not guarantees of future performance and involve risks and uncertainties that may cause the actual results to differ materially from Univest's expectations discussed in the forward-looking statements. Additional factors are discussed in Univest's filings with the SEC, which are available for review at . Univest Securities, LLC undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof. For more information, please contact: Univest Securities, LLC Edric Guo Chief Executive Officer75 Rockefeller Plaza, Suite 18CNew York, NY 10019Phone: (212) 343-8888 Email: [email protected]
Yahoo
19-05-2025
- Business
- Yahoo
Univest Securities, LLC Receives Approval for Nasdaq Limited Underwriting Membership
New York, New York, May 19, 2025 (GLOBE NEWSWIRE) -- Univest Securities, LLC ("Univest"), a premier boutique full-service investment bank and securities broker-dealer firm based in New York, is pleased to announce that it has received official approval for its Nasdaq Limited Underwriting Membership. This significant milestone positions Univest to continue to actively participate as a lead underwriter for IPOs in the Nasdaq Stock Market, strengthening its capabilities to serve clients with highly efficient and innovative capital markets solutions. This approval underscores Univest's commitment to excellence and compliance as well as its dedication to providing superior services to its clients. As a Nasdaq-approved member, Univest is now poised to play a substantial role in supporting innovative companies and facilitating their growth through successful IPOs and follow-on offerings. Edric Guo, the CEO of Univest Securities, LLC, states, 'Receiving membership in Nasdaq is a testament to the hard work and expertise of our team. It marks an exciting chapter for us, allowing us to better serve our clients and partners as they navigate the dynamic capital markets.' Univest remains committed to maintaining the highest standards of integrity, transparency, and client service as it continues to expand its presence in the capital markets. About Univest Securities, LLC Registered with FINRA since 1994, Univest Securities, LLC provides a wide variety of financial services to its institutional and retail clients globally including brokerage and execution services, sales and trading, market making, investment banking and advisory, and wealth management. It strives to provide clients with value-add service and focuses on building long-term relationships with its clients. As a prominent name on Wall Street, Univest has successfully raised over $1.3 billion in capital for issuers across the globe since 2019 and has completed approximately 100 transactions spanning a wide array of investment banking services in various industries, including technology, life sciences, industrial, consumer goods, etc. For more information, please visit: Forward-Looking Statements This press release contains forward-looking statements as defined by the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. When Univest uses words such as "may," "will," "intend," "should," "believe," "expect," "anticipate," "project," "estimate," or similar expressions that do not relate solely to historical matters, it is making forward-looking statements. Forward-looking statements are not guarantees of future performance and involve risks and uncertainties that may cause the actual results to differ materially from Univest's expectations discussed in the forward-looking statements. Additional factors are discussed in Univest's filings with the SEC, which are available for review at Univest Securities, LLC undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof. For more information, please contact: Univest Securities, LLCEdric GuoChief Executive Officer75 Rockefeller Plaza, Suite 18CNew York, NY 10019Phone: (212) 343-8888Email: info@
