Latest news with #regulatoryfilings


Bloomberg
19-05-2025
- Business
- Bloomberg
B. Riley Names Yessner to Replace Ahn as Chief Financial Officer
B. Riley Financial Inc. named Scott Yessner, who has been serving as a strategic adviser for the past two months, to succeed Chief Financial Officer Phillip Ahn as the company grapples with overdue regulatory filings and probes. Yessner will take over as CFO on June 3, the firm said in a statement Monday. Ahn is leaving 'to pursue another opportunity,' according to the statement.


Bloomberg
13-05-2025
- Business
- Bloomberg
B. Riley Overshoots Another Deadline for Filing Results with SEC
B. Riley Financial Inc. added to its tally of overdue regulatory filings, this time missing the deadline for quarterly results as soured investments mounted. The report is delayed because B. Riley is still working on finishing its delinquent full-year report for 2024, the Los Angeles-based financial services firm told the US Securities and Exchange Commission on Tuesday.