Latest news with #CIRO
Yahoo
3 days ago
- Business
- Yahoo
Decision Notice - CIRO Sanctions Scott Nicolas Zurevinski
CALGARY, AB, May 30, 2025 /CNW/ - On May 15, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant to the Mutual Fund Dealer Rules and accepted a settlement agreement, with sanctions, between Enforcement Staff and Scott Nicolas Zurevinski. Scott Zurevinski admitted to failing in his obligations regarding the proper execution of client account documents, by signing a client's signature on account forms and submitting them to the Dealer Member for processing. Pursuant to the settlement agreement, Scott Zurevinski agreed to a fine of $10,000 and costs of $2,500. The Settlement Agreement is available at:Zurevinski, Scott – Settlement Agreement The hearing panel's decision will be made available at At all material times, Scott Zurevinski was registered in Alberta with Investors Group Financial Services Inc. Scott Zurevinski is currently registered in Alberta, British Columbia and Saskatchewan as a dealing representative with Acumen Capital Finance Partners Limited. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces. CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments. For more information, visit All information about disciplinary proceedings relating to current and former member firms and individual registrants under the Investment Dealer and Partially Consolidated Rules (for investment dealers), the Mutual Fund Dealer Rules (for mutual fund dealers) and the Universal Market Integrity Rules (UMIR) is available on CIRO's website. Background information regarding the qualifications and disciplinary history, if any, of advisors currently employed by CIRO-regulated investment firms is available free of charge through the AdvisorReport service. Information on how to make dealer, advisor or marketplace-related complaints is available by calling 1-877-442-4322. CIRO investigates possible misconduct by its member firms and individual registrants. It can bring disciplinary proceedings which may result in sanctions including fines, suspensions, permanent bars, expulsion from membership, or termination of rights and privileges for individuals and firms. All other Inquiries: Complaints & Inquiries Secure form Email to info@ Toll-free (Canada/US) 1-877-442-4322 SOURCE Canadian Investment Regulatory Organization (CIRO) View original content to download multimedia:
Cision Canada
3 days ago
- Business
- Cision Canada
Decision Notice - CIRO Sanctions Scott Nicolas Zurevinski Français
CALGARY, AB, May 30, 2025 /CNW/ - On May 15, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant to the Mutual Fund Dealer Rules and accepted a settlement agreement, with sanctions, between Enforcement Staff and Scott Nicolas Zurevinski. Scott Zurevinski admitted to failing in his obligations regarding the proper execution of client account documents, by signing a client's signature on account forms and submitting them to the Dealer Member for processing. Pursuant to the settlement agreement, Scott Zurevinski agreed to a fine of $10,000 and costs of $2,500. The Settlement Agreement is available at: Zurevinski, Scott – Settlement Agreement The hearing panel's decision will be made available at At all material times, Scott Zurevinski was registered in Alberta with Investors Group Financial Services Inc. Scott Zurevinski is currently registered in Alberta, British Columbia and Saskatchewan as a dealing representative with Acumen Capital Finance Partners Limited. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces. CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments. For more information, visit All information about disciplinary proceedings relating to current and former member firms and individual registrants under the Investment Dealer and Partially Consolidated Rules (for investment dealers), the Mutual Fund Dealer Rules (for mutual fund dealers) and the Universal Market Integrity Rules (UMIR) is available on CIRO's website. Background information regarding the qualifications and disciplinary history, if any, of advisors currently employed by CIRO-regulated investment firms is available free of charge through the AdvisorReport service. Information on how to make dealer, advisor or marketplace-related complaints is available by calling 1-877-442-4322. CIRO investigates possible misconduct by its member firms and individual registrants. It can bring disciplinary proceedings which may result in sanctions including fines, suspensions, permanent bars, expulsion from membership, or termination of rights and privileges for individuals and firms. SOURCE Canadian Investment Regulatory Organization (CIRO)
Cision Canada
3 days ago
- Business
- Cision Canada
Canadian Investment Regulatory Organization Trading Halt - KBL.R Français
TORONTO, May 30, 2025 /CNW/ - The following issues have been halted by CIRO: Company: K-Bro Linen Inc. TSX Symbol: KBL.R All Issues: No Reason: Pending Closing Halt Time (ET): 8:00 AM CIRO can make a decision to impose a temporary suspension (halt) of trading in a security of a publicly-listed company. Trading halts are implemented to ensure a fair and orderly market. CIRO is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. SOURCE Canadian Investment Regulatory Organization (CIRO) – Halts/Resumptions For further information about CIRO's trading halt policy, please see Trading Halts & Timely Disclosure at under the Markets tab. Please note that CIRO staff cannot provide any information about a specific halt beyond what is contained in this halt notice. For general information about CIRO, contact CIRO's Complaints & Inquiries team by submitting a Secure Form located on our contact page at or dialing 1-877-442-4322 (Option 1). For company-related enquiries, please contact the company directly.
Cision Canada
3 days ago
- Business
- Cision Canada
Canadian Investment Regulatory Organization Trade Resumption - KBL.R Français
TORONTO, May 30, 2025 /CNW/ - Trading resumes in: Company: K-Bro Linen Inc. TSX Symbol: KBL.R All Issues: No Resumption (ET): 9:30 AM CIRO can make a decision to impose a temporary suspension (halt) of trading in a security of a publicly-listed company. Trading halts are implemented to ensure a fair and orderly market. CIRO is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.. SOURCE Canadian Investment Regulatory Organization (CIRO) – Halts/Resumptions For further information about CIRO's trading halt policy, please see Trading Halts & Timely Disclosure at under the Markets tab. Please note that CIRO staff cannot provide any information about a specific halt beyond what is contained in this halt notice. For general information about CIRO, contact CIRO's Complaints & Inquiries team by submitting a Secure Form located on our contact page at or dialing 1-877-442-4322 (Option 1). For company-related enquiries, please contact the company directly.
Cision Canada
4 days ago
- Business
- Cision Canada
Hearing Notice - Disciplinary Hearing for Michael Rolland Smith will be held virtually Français
HALIFAX, NS, May 29, 2025 /CNW/ - The hearing scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules in the matter of Michael Rolland Smith will now be held virtually. The hearing is open to the public unless the panel orders otherwise. The decision of the hearing panel will be made available at Hearing Date: June 2, 2025 at 10:00 am (Atlantic Time) Location: Halifax, Nova Scotia (via videoconference) Members of the public, who would like to obtain further particulars, should fill out this questionnaire. The hearing concerns allegations that Michael Smith: misappropriated or otherwise obtained monies from a client, some or all of which he did not repay; changed the designated beneficiary for a client's mutual fund accounts to his family members; and failed to cooperate with an investigation into his conduct by CIRO Staff. The Notice of Hearing and Statement of Allegations, which set out the allegations, are available at: Smith, Michael – Notice of Hearing and Statement of Allegations At all material times, Michael Smith conducted business with Investors Group Financial Services Inc. in the Amherst, Nova Scotia area. Michael Smith is not currently registered in the securities industry in any capacity. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces. CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments. For more information, visit All information about disciplinary proceedings relating to current and former member firms and individual registrants under the Investment Dealer and Partially Consolidated Rules (for investment dealers), the Mutual Fund Dealer Rules (for mutual fund dealers) and the Universal Market Integrity Rules (UMIR) is available on CIRO's website. Background information regarding the qualifications and disciplinary history, if any, of advisors currently employed by CIRO-regulated investment firms is available free of charge through the AdvisorReport service. Information on how to make dealer, advisor or marketplace-related complaints is available by calling 1-877-442-4322. CIRO investigates possible misconduct by its member firms and individual registrants. It can bring disciplinary proceedings which may result in sanctions including fines, suspensions, permanent bars, expulsion from membership, or termination of rights and privileges for individuals and firms.
